Martin's Blog

Functors of points and base ring

Posted by martin on Thursday, 08 October 2009 at 09:58

So far in my series on functors of points, I have considered functors $k\textbf{-Alg} \to \textbf{Set}$ for some fixed field $k$. We begin by observing that we may allow $k$ to be any ring. Then I consider whether it is possible to relate functors with base ring $k$ to functors with base ring $\mathbb{Z}$, with only partial success.

Functors over rings

So far, I have only defined the functor of points of an algebraic-geometric object defined over $k$ to be a functor $k\textbf{-Alg} \to \textbf{Set}$ where $k$ is some field. (For convenience, I shall call this a $k$-functor in this post.) However, if you look carefully, you will see that we have never used the fact that $k$ is a field. Hence we may consider a functor $R\textbf{-Alg} \to \textbf{Set}$ where $R$ is any ring, and view it as the functor of points of an object defined over $R$.

Recall that the basic example of a $k$-functor is an affine $k$-scheme $\mathop{\mathrm{Hom}_{k\textbf{-Alg}}}(B, -)$. This tells you the sets of solutions in a varying $k$-algebra to some fixed polynomials with coefficients in $k$. The same thing is true for $R$-functors: an affine $R$-scheme is defined by some polynomials with coefficients in $R$, and the functor of points tells you their solutions over all $R$-algebras.

This is not just generalisation for the sake of it. For example, suppose we have a polynomial $f$ with integer coefficients. In order to understand integer solutions to $f$, it is often useful to consider $f$ mod $n$ for various $n$ (or over the $p$-adics), as well as looking at $f$ over $\mathbb{Q}$ or extensions thereof. This means that it is not enough to consider the corresponding affine $\mathbb{Q}$-scheme $X_\mathbb{Q}$, because the functor of points of $X_\mathbb{Q}$ is only defined on $\mathbb{Q}\textbf{-Alg}$ and $\mathbb{Z}/n$ is not a $\mathbb{Q}$-algebra in any way. However $\mathbb{Z}/n$ is a $\mathbb{Z}$-algebra, so the functor of points of the corresponding affine $\mathbb{Z}$-scheme contains all this useful information.

Changing the base ring

In the locally-ringed spaces approach to algebraic geometry, you define a $k$-scheme to be a $\mathbb{Z}$-scheme $X$ together with a morphism $X \to \mathop{\mathrm{Spec}} k$. So the question arises, is this description valid for functors? More precisely, is a $k$-functor the same as a $\mathbb{Z}$-functor together with a natural transformation to $\mathop{\mathrm{Spec}_\mathbb{Z}} k$?

Because functors are much more general than schemes, there is no particular reason to assume that this should be true. In fact there is a simple map { $\mathbb{Z}$-functors with morphisms to $\mathop{\mathrm{Spec}_\mathbb{Z}} k$ } $\to$ { $k$-functors }, but I cannot find any map in the reverse direction.

To construct this map, suppose we have a functor $X : \textbf{Rng} \to \textbf{Set}$ and a natural transformation $\tau : X \to \mathop{\mathrm{Hom}}(k, -)$. We want to define a functor $X_k : k\textbf{-Alg} \to \textbf{Set}$.

Suppose that $(B, g)$ is a $k$-algebra (where $g$ is the defining homomorphism $k \to B$). The easy way to see what $X_k(B)$ should be is to view $B$-points of $X$ as morphisms $\mathop{\mathrm{Spec}_\mathbb{Z}} B \to X$, as in the last post. Then $B$-points of $X_k$ are those morphisms such that the following diagram commutes:

$ \usepackage{xypic}\xymatrix{
{\mathop{\mathrm{Spec}_\mathbb{Z}} B}  \ar[rr] \ar[dr]_{g^*}  &    &  X  \ar[dl]^\tau  \\
  &  {\mathop{\mathrm{Spec}_\mathbb{Z}} k}  &
} $

This gives the formula

$ X_k((B, g)) = \{ p \in X(B) \colon \tau_B(p) = g \}. $

The other way

In an attempt to go the other way, I looked for a map { $k$-functors } $\to$ { $\mathbb{Z}$-functors with morphisms to $\mathop{\mathrm{Spec}_\mathbb{Z}} k$ }, but have been unable to find one. Let us more modestly restrict attention to affine schemes. Then there exists such a map, because the affine subcategories of both sides are dual to the category of $k$-algebras, but I can’t find a way to describe the map in terms of functors of points.

Of course you could describe the map by first saying “construct the $k$-algebra $B$ such that $X = \mathop{\mathrm{Spec}_k} B$” (you can do this by $B = \mathop{\mathrm{Mor}}(X, \mathop{\mathrm{Spec}_k} k[t])$) but this is not very elegant, and doesn’t generalise to non-affine schemes, where I hope the correspondence still holds.

A serious obstacle to a nicer description of this map seems to be that $\mathop{\mathrm{Spec}_k} k$ has a single $A$-point for every $k$-algebra $A$, so getting the complicated functor $\mathop{\mathrm{Spec}_\mathbb{Z}} k$ out of this is not going to be straightforward.

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